Account opening review

Step by step

1. Prepare instruction Operations Analyst

   Operations Analyst links an opening case to its parent instruction and organization.

   • Operations Analyst links an opening case to its parent instruction and organization.
   • Updates Instructions, Venue executions

2. Submit for review Operations Analyst

   Operations Analyst presents the frozen submitted case and supporting evidence.

   • Operations Analyst presents the frozen submitted case and supporting evidence.
   • Updates Venue executions, Record attachments

3. Authorize instruction Independent Finance Reviewer

   Independent Finance Reviewer records the decision before the case outcome changes.

   • Independent Finance Reviewer records the decision before the case outcome changes.
   • Updates Review decisions, Venue executions
   ApprovalA person approves before the work moves on.

4. Verify outcome Operations Analyst

   Operations Analyst confirms the provider application and account authority.

   • Operations Analyst confirms the provider application and account authority.
   • Updates Venue executions, Trading accounts

Operations Analyst

Prepares and tracks the work.

Independent Finance Reviewer

Makes the independent decision and investigates disputed evidence.

Auditor

Reads the retained history; App Administrator maintains organization membership.