Evidence to review

Step by step

1. Scope assessment Assessment Owner

   Assessment Owner defines the period and organization that the evidence will support.

   • Establishes examined period
   • Updates Assessments, Organizations

2. Test controls Assessment Owner

   The tester records an evidence reference and result against a planned control line.

   • Connects result with evidence
   • Updates Assessment tests, Record attachments

3. Register finding Assessment Owner

   The owner records any failed or inconclusive result as a linked issue.

   • Keeps exception linked to source
   • Updates Findings, Assessment tests

4. Review assessment Independent Reviewer

   Independent Reviewer examines the submitted revision and records Approve, Reject or Return with a reason.

   • Records revision-bound judgment
   • Updates Review decisions, Prudential control reviews
   ApprovalA person approves before the work moves on.

5. Resolve operation exception Assessment Owner

   Assessment Owner investigates a Failed or needs review receipt before retrying a guarded action.

   • Investigates uncertain or failed effect
   • Updates Operation receipts, Assessments

Assessment Owner

, Control Owner, Independent Reviewer, Admin.