Which assessments need attention?
Compare period, owner and current status.
- GRC for Banking and Financial Services
- Reports and operational decisions
Reports for the questions your team asks
Review assessment progress, failed tests, remediation and independent decisions.
Overview×
GRC for Banking and Financial Services · Overview
GRC for Banking and Financial Services dashboard
This quarter
Corrective actions in view
6Submitted
6Due at in 14 days
3Assessments by status
How far records got this quarter
| Stage | Reached | Step | |
|---|---|---|---|
| Draft | 47 | ||
| Planned | 16 | 34% | |
| Testing | 6 | 38% | |
| Review | 2 | 33% |
Assessments by status
Sample counts per stage
Questions to answer
Where did testing fail?
Group test results and exceptions by assessment and control.
From Control testing
Which findings are still open?
Review severity, opened date and remediation state.
What is due next?
List corrective actions by owner and due date.
What did independent reviewers decide?
Read retest results and revision-bound review reasons.
Which operations need investigation?
Inspect Failed and needs review receipts with their failure reasons.
More reports
Assessment progress List
Group assessments by organization, owner and current status for the selected period.
Control test outcomes List
Compare pass, fail, inconclusive and pending results by assessment and tested control.
Exception concentration Grouped
Sum test exception counts beneath each assessment and control.
Finding severity and state List
Break down findings by severity, status and assessment.
Corrective action due dates List
List actions by owner, due date and current state.
Independent retest results List
Compare retest results by reviewer and linked finding.
Review decision history List
List decision, reason, reviewer and source revision by assessment.
Prudential review outcomes List
Compare review states and exception counts by control area and organization.
Operation failures List
List failed or needs-review receipts by action, expected revision and reason.
Set up GRC for Banking and Financial Services your way.
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