Test to finding

Step by step

1. Record sample Assessment Owner

   Assessment Owner enters the tested date, sample size, exception count and evidence reference.

   • Retain the basis for the result.
   • Updates Assessment tests

2. Set result Assessment Owner

   Assessment Owner records pass, fail or inconclusive against the scoped control test.

   • Advance the assessment toward review.
   • Updates Assessment tests, Assessments

3. Register exception Assessment Owner

   Assessment Owner registers a finding from a failed or inconclusive result.

   • Create an open finding tied to the assessment and control.
   • Updates Assessment tests, Findings

4. Review priority Compliance Manager

   Compliance Manager reviews severity and description to assign correction work.

   • Give the finding a clear follow-up priority.
   • Updates Findings, Controls

Assessment Owner

, Compliance Manager.

Each person should see the records needed for their stage and the evidence required to pass work to the next owner.