Process · Assurance review

Assurance review

Record a scoped client review and a reasoned independent decision.

Step by step

Prepare client scope Assessment Owner

Record contract requirement, scope and tested-control count.
- Record contract requirement, scope and tested-control count.
- Updates Client control reviews, Assessments
Submit review Assessment Owner

Submit the current review revision.
- Submit the current review revision.
- Updates Client control reviews
Decide independently Independent Reviewer

Approve, reject or return with a substantive reason.
- Approve, reject or return with a substantive reason.
- Updates Review decisions, Client control reviews
ApprovalA person approves before the work moves on.
Follow up assessment Assessment Owner

Review the parent outcome separately from the decision.
- Review the parent outcome separately from the decision.
- Updates Assessments, Findings

And how to keep it from happening.

Wrong scope. Check the organization, business unit and assessment revision before recording a new action.
Unclear handoff. Leave the owner, reviewer and reason visible on the working record.
Repeated request. Use the recorded operation key and receipt to distinguish a retry from new work.

Start free, then use Proto to change fields, steps and approvals before your team goes live.