Operations review

Step by step

1. Read overview Compliance Manager

   The Compliance Manager compares failed tests, unresolved findings and review decisions in Operations Overview before choosing an exception to investigate.

   • Locate the work behind a summary.
   • Updates Assessments, Assessment tests, Findings

2. Open exception Compliance Manager

   The Compliance Manager opens a failed or needs-review operation receipt and reads its action, expected revision, time and failure reason.

   • Inspect result state and failure reason.
   • Updates Operation receipts

3. Trace source Legal Reviewer

   The Legal Reviewer follows the receipt's parent assessment, then checks a workforce check on that assessment and available time evidence when the operation concerns an exception review.

   • Compare the receipt with its parent assessment and review context.
   • Updates Operation receipts, Assessments, Workforce checks

4. Assign follow-up Compliance Manager

   The Compliance Manager names the person who will investigate the cause and keeps the receipt visible until its result can be explained.

   • Identify the responsible person and unresolved issue.
   • Updates Operation receipts, Findings

Compliance Manager

, Legal Reviewer, Admin.