Give preparation, independent review and evidence reading clear owners.
Control Owner manages assessment, test, attachment and rule change records used in the operating cycle.
Independent Assurance Reviewer reads eligible revisions and evidence independently of the preparer.
App Administrator keeps organization, business unit and team member setup current.
Auditor examines authorized evidence and reports after decisions are made.
| Role | Rule Changes | Assessments | Risks and Controls | Testing and Findings | Remediation and Retests | Review and Evidence |
|---|---|---|---|---|---|---|
| Independent Assurance Reviewer | — | — | — | — | — | — |
| Control Owner | — | — | — | — | — | — |
| App Administrator | — | — | — | — | — | — |
| Auditor | — | — | — | — | — | — |
| Admin | — | — | — | — | — | — |
Review eligible revisions independently and reconcile operational evidence.
Starts on: Rule Review Queue
Prepare assigned operational records and execute eligible reviewed actions.
Starts on: Submitted Rule Changes
Maintain organization configuration and membership.
Starts on: Active Business Units
Read authorized evidence and reports.
Starts on: Operation Exceptions
Oversee the app's operating setup and access to organization records.
Start free, then use Proto to change fields, steps and approvals before your team goes live.