Return Review

Step by step

1. Prepare return Reporting Analyst

   The Reporting Analyst links the package to the right organization and assessment, then records authority, period end, amount and receipt. The Control Owner submits the prepared package.

   • Identifies the entity, parent assessment and reporting details, then submits the package
   • Updates Regulatory returns, Assessments, Organizations

2. Review return Independent Assurance Reviewer

   The Independent Assurance Reviewer checks the submitted return and its assessment evidence, records the decision against the parent assessment revision, then approves or rejects the package.

   • Records the assurance decision on the parent assessment revision and the return decision state
   • Updates Regulatory returns, Review decisions, Record attachments, Findings
   ApprovalA person approves before the work moves on.

3. Verify completion Reporting Analyst

   The Reporting Analyst checks the decision and receipt trail before marking the approved package complete.

   • Checks the outcome and operation record before completion
   • Updates Regulatory returns, Operation receipts

Reporting Analyst

, Independent Assurance Reviewer, Control Owner