Assessment lifecycle by period List
Group assessment status by reporting period and organization.
- Regulatory Reporting
- Reports and Analytics
Reports for the questions your team asks
Answer reporting questions from assessments, tests, findings and returns.
Overview×
Regulatory Reporting · Overview
Regulatory Reporting dashboard
This quarter
Regulatory returns in view
6Total reported amount usd
2,870Submitted
6Period end in 14 days
2Assessments by status
How far records got this quarter
| Stage | Reached | Step | |
|---|---|---|---|
| Draft | 34 | ||
| Planned | 16 | 47% | |
| Testing | 10 | 63% | |
| Review | 5 | 50% |
Revision by status
Sample totals per stage
More reports
Control test outcomes List
Compare pass, fail and inconclusive results with sample size and exception count.
Findings by severity and state List
Show open and closed findings by severity and assessment.
Corrective actions due List
List assigned actions by due date, owner and status.
Retest outcomes by finding Grouped
Trace each finding to its independent retest result and evidence.
Return decision register List
List returns by authority, period, revision, decision date and status.
Assessment review history Grouped
Trace decisions and reviewers to the parent assessment revision.
Operation exceptions List
List failed or needs-review receipts with operation keys and failure reasons.
Set up Regulatory Reporting your way.
Start free, then use Proto to change fields, steps and approvals before your team goes live.