Assessment and testing

Scope period control work and record sampled outcomes.

Step by step

Scope assessment Safety Manager

Safety Manager chooses the organization, operating unit, period, owner and scope statement. Planned tests set the intended volume of checking.
- Set period and accountable scope
- Updates Assessments, Business units, Organizations
Select controls Safety Manager

Safety Manager confirms the relevant risks, current control owners and effective dates for the operating unit. The Control Tester uses those controls for the assessment.
- Identify measures to check
- Updates Risks, Controls
Test controls Control Tester

Control Tester records the test date, sample size, exception count, result and evidence reference. A Pending or Inconclusive result remains distinct from Pass and Fail.
- Record sample and result
- Updates Assessment tests, Controls
Raise finding Control Tester

Control Tester describes a gap when the result calls for one and connects it to the same assessment and control.
- Describe the control gap
- Updates Findings, Assessment tests
Review period Safety Manager

Safety Manager compares the scoped work with the recorded tests and open findings before moving the assessment through Review.
- Examine progress and exceptions
- Updates Assessments, Findings

Safety Manager: Owns scope and period review; Control Tester records tests and findings.

Start free, then use Proto to change fields, steps and approvals before your team goes live.