Responsibilities and decision rights for traders, reviewers, operations analysts and the desk manager.
| Role | Instructions | Independent review | Trading orders | Executions and evidence | Execution receipts and reconciliation | Positions | Counterparties, accounts and instruments |
|---|---|---|---|---|---|---|---|
| Desk Manager | Edit | Edit | Edit | View | View | Edit | Edit |
| Trader | Edit | — | Edit | View | — | View | View |
| Independent Reviewer | Approve | Edit | — | View | Approve | — | — |
| Operations Analyst | View | — | Edit | Edit | Edit | Edit | View |
| Admin | Edit | Edit | — | — | — | — | Edit |
Runs the desk: counterparty eligibility, trading accounts, instruments and staff scope.
Starts on: Instructions open at provider
Prepares instructions and trading orders and submits authorized work to the provider.
Starts on: Instructions open at provider
Decides on instruction and execution receipt revisions prepared by someone else.
Starts on: Execution receipts awaiting approval
Ingests executions and evidence, prepares execution receipts and works the exception queue.
Starts on: Execution receipts awaiting approval
Configures users, roles and settings.
Start free, then use Proto to change fields, steps and approvals before your team goes live.