Audit follow-up

Step by step

1. Plan engagement Auditor

   The Auditor records the audit number, scope, planned date and assigned auditor.

   • Establish scope, date and auditor.
   • Updates Audits, People

2. Perform audit Auditor

   The Auditor works within the recorded scope and moves the audit into progress as observations are gathered.

   • Show the engagement is in progress.
   • Updates Audits

3. Record finding Auditor

   A finding identifies the requirement, observation, severity, owner and due date under its audit.

   • Tie the observation and owner to the audit.
   • Updates Audit findings, Audits, People

4. Prepare reporting Auditor

   The Auditor reviews linked findings before reporting the engagement's outcome.

   • Review findings in the scope of the engagement.
   • Updates Audits, Audit findings

5. Follow up Auditor

   The finding owner addresses the issue; the Auditor checks the result and records a closed date for the finding when appropriate.

   • Record the individual finding's closure date.
   • Updates Audit findings

Auditor

, Reviewer, Admin