What is waiting, and on whom?
Count instructions and requested amounts by status and owner.
From Client Instructions
- Wealth Management Platform
- Reports and operational decisions
Reports for the questions your team asks
Review the instruction pipeline, order fills, execution costs, household values and operation exceptions.
Overview×
Wealth Management Platform · Overview
Wealth Management Platform dashboard
This quarter
Trading orders in view
6Total quantity
3,750Buy
3Sell
3Instructions by status
How far records got this quarter
| Stage | Reached | Step | |
|---|---|---|---|
| Draft | 46 | ||
| Review | 21 | 46% | |
| Authorized | 11 | 52% | |
| Submitted | 5 | 45% |
Requested amount USD by status
Sample totals per stage
Questions to answer
Where is money going?
Total requested amounts by counterparty.
From Client Instructions
Which orders are still open?
Count orders by account, side and status.
What did execution cost?
Total quantity, price and fees by instrument.
From Trading Orders
What does each household hold?
Total approved market value by household and as-of date.
What needs attention?
List rejected evidence and receipts that failed or need review.
More reports
Instruction pipeline List
Count Instructions and total requested amount USD by Status and Owner.
Requested amounts by counterparty Grouped
Total requested amount USD on Instructions by Counterparty, then by Status.
Order fill status by account Grouped
Count trading orders by Account, then by Side and Status.
Execution costs by instrument List
Total Executions Quantity, price USD and fees USD by Instrument of the linked order.
Evidence verification exceptions List
List execution evidence lines in Pending or Rejected with their instruction, quantity, price and fees.
Household market value Grouped
Total market value USD on portfolio snapshots by Household and as of date, for Approved and Completed snapshots.
Position value versus cost basis List
Compare Quantity times mark price USD with cost basis USD on position snapshots by Account and Instrument.
Holdings by asset class Grouped
Group position snapshots by Instrument asset class, then by Account.
Review outcomes List
Count review decisions by Decision and Reviewer with their reasons.
Operation exceptions List
List operation receipts in Pending, Failed or needs review by Action with their failure reason.
Set up Wealth Management Platform your way.
Start free, then use Proto to change fields, steps and approvals before your team goes live.