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- Regulatory Reporting
- Get Started
Get Regulatory Reporting running in four steps.
Begin with a reporting entity and trace one assessment through return review.
Create your account
Click Start now and create your ERP.AI account.
Start nowDownload Proto
Proto is the desktop app you use to set up Regulatory Reporting. It runs on macOS, Windows and Linux.
Download ProtoMake it yours
Open Regulatory Reporting in Proto and adjust fields, steps, roles and approvals to match how your team works.
Implementation planBring your data and team
Import your records, then invite your team and assign their roles.
See the roles
Create your account
Click Get started to open Regulatory Reporting. Use Proto to configure the organization, business unit, team members and user identities for the people who will prepare, test and review the first cycle. Choose the Control Owner and Independent Assurance Reviewer before any package is submitted.
Prepare the first operating cycle
Choose one reporting period and define the assessment scope. Enter the relevant risk and active control with an owner and effective date. Record a sample test with its result and evidence reference. Rehearse a finding, corrective action and independent retest when the result fails. The implementation guide walks through this pilot.
Review before release
Have the Reporting Analyst prepare a return for the same organization and period and the Control Owner submit it. Have the Independent Assurance Reviewer inspect the parent assessment, current revision, tests and any finding resolution before deciding on the submitted package. Check the receipt and operation records before marking the cycle complete. Use roles to rehearse access and integrations to agree how source amounts and filing receipts enter the package.
Set up Regulatory Reporting your way.
Start free, then use Proto to change fields, steps and approvals before your team goes live.