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- Stock Trading Platform
- Who it's for
- Asset managers
Asset managers
Asset managers place orders for many client accounts through a panel of brokers. Each instruction must fit the client's mandate, be reviewed by someone other than the portfolio manager's trader, and be reconciled to what the broker and custodian report.
How Stock Trading Platform is set up for you
Mandates on the instruction
The client's mandate is attached for the reviewer.
Broker panel by organization
Only eligible counterparties can be instructed.
Positions from the custodian
Snapshots by account and date for reconciliation.
Asset managers place orders for many client accounts through a panel of brokers. Each instruction must fit the client's mandate, be reviewed by someone other than the portfolio manager's trader, and be reconciled to what the broker and custodian report.
Start with one fund range: its accounts, the broker panel, the instruments traded and a month of orders. Add further ranges once evidence and receipts reconcile cleanly.
[Plan the rollout](/stock-trading-platform/implementation), [review the modules](/stock-trading-platform#modules), and [compare the source data](/stock-trading-platform/data-model).
Features to start with
Roles on the team
- Desk Manager
- Runs the desk: counterparty eligibility, trading accounts, instruments and staff scope.
- Trader
- Prepares instructions and trading orders and submits authorized work to the provider.
- Independent Reviewer
- Decides on instruction and execution receipt revisions prepared by someone else.
- Operations Analyst
- Ingests executions and evidence, prepares execution receipts and works the exception queue.
Set up Stock Trading Platform your way.
Start free, then use Proto to change fields, steps and approvals before your team goes live.